Morgan Stanley

FCM Disclosures

Additional financial information regarding Morgan Stanley & Co. LLC, including how it invests and holds customer funds, may be obtained from the National Futures Association at this link: https://www.nfa.futures.org/basicnet/FCMFinancialsIndex.aspx?entityId=UpygXzt3Ct4%3d 
and from the Commodity Futures Trading Commission at this link: https://www.cftc.gov/MarketReports/financialfcmdata/index.htm.

CONFLICT OF INTEREST DISCLOSURE

FCM DISCLOSURE DOCUMENTS

MORGAN STANLEY & CO. LLC DIRECT CLIENT DISCLOSURE STATEMENT REGARDING INDIRECT CLEARING

MORGAN STANLEY & CO. LLC DISCLOSURE REGARDING FRANDT

Clearing Member Pricing Disclosure for Direct and Indirect Clearing

EMIR Article 7c(1) - Information Statement

EMIR Article 38(8) - CCP Margin Calculation

EMIR Article 38(9) - CCPR Notification

DAILY STATEMENTS

 

MONTHLY NET CAPITAL SUMMARY.

MONTHLY STATEMENTS

 

ANNUAL STATEMENTS