Morgan Stanley

CFTC Firm Disclosures

Additional financial information regarding Morgan Stanley Smith Barney, including how it invests and holds customer funds, may be obtained from the National Futures Association at this link: https://www.nfa.futures.org/basicnet/FCMFinancialsIndex.aspx?entityId=qWKHpLbrRas%3d
and from the Commodity Futures Trading Commission at this link: https://www.cftc.gov/MarketReports/FinancialDataforFCMs/index.htm

Daily Statements

Monthly Net Capital Summary

Monthly Statements

Annual Statements