Equity Solutions for Modern Teams

1.     Refers to equity compensation solutions by E*TRADE Corporate Services and Solium relating to the IPO.  Solium 2017 – 2021 + E*TRADE 2017 – 2021. 

2.     Represents the 3100+ share plan clients we serve globally as of 08/2022 and includes both Shareworks and E*TRADE Corporate Services clients. 

3.      Share Plan Participants represents reported participants as of 1Q 2023 with vested or unvested assets. Individuals with accounts in multiple plans are counted as participants in each plan.

Reprinted with the permission of The Washington Service. 301-913-5100, www.washingtonservice.com. The above data is compiled by The Washington Service from Form 144 filings with the Securities and Exchange Commission in the period from 2/1/2005 to 12/31/2021; ranking is based on aggregate data for this period. This data includes transactions from Morgan Stanley & Co. LLC, the Smith Barney division of Citigroup Global Markets Inc. (through 5/31/2009) and E*TRADE Financial Corporation (beginning in 2021). Information contained herein was obtained from sources believed reliable, but the accuracy and completeness thereof cannot be guaranteed. Information contained herein is subject to change.

Disclosures

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Employee share plan solutions offered by E*TRADE Corporate Services, Inc., are part of the Morgan Stanley at Work solutions.

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In connection with share plan solutions offered by Morgan Stanley Smith Barney LLC and E*TRADE Corporate Services, Inc., E*TRADE Securities LLC provides brokerage services to share plan participants.

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