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Applied Equity Advisors Team

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Counterpoint Global

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Strategies Applied U.S. Core Equity Strategy Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 30-60 U.S. companies with attractive valuations, above-average appreciation potential and competitive dividend yields.		Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 30-60 U.S. companies with attractive valuations, above-average appreciation potential and competitive dividend yields.
Applied Global Core Equity Strategy Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 30-60 global companies with attractive valuations and above-average appreciation potential.		Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 30-60 global companies with attractive valuations and above-average appreciation potential.
Applied Global Concentrated Equity Strategy Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 20 global companies with attractive valuations and above-average appreciation potential.		Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 20 global companies with attractive valuations and above-average appreciation potential.
Applied Enhanced Index Russell 1000 Strategy Seeks to invest in 200-300 stocks that, in aggregate, have exposure to factors it believes will drive returns in the current market environment. All the while employing quantitative models with a stock selection process that includes an quantitative review of material sustainability issues related to any potential holding. The strategy aims to provide a modest tracking error and align closely with the Russell 1000 Index in terms of industry, sector, style and company size.		Seeks to invest in 200-300 stocks that, in aggregate, have exposure to factors it believes will drive returns in the current market environment. All the while employing quantitative models with a stock selection process that includes an quantitative review of material sustainability issues related to any potential holding. The strategy aims to provide a modest tracking error and align closely with the Russell 1000 Index in terms of industry, sector, style and company size.

Strategies Permanence Invests primarily in established companies in the United States that benefit from efficient scale.		Invests primarily in established companies in the United States that benefit from efficient scale.
Global Franchise Strategy Concentrated portfolio of 20-40 high quality global businesses, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.		Concentrated portfolio of 20-40 high quality global businesses, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.
Growth Invests primarily in established and emerging large cap companies in the United States.		Invests primarily in established and emerging large cap companies in the United States.
Global Permanence Invests primarily in established companies globally that benefit from efficient scale.		Invests primarily in established companies globally that benefit from efficient scale.
Global Endurance Invests primarily in companies with growing intrinsic value.		Invests primarily in companies with growing intrinsic value.
American Resilience Strategy Invests in 20-50 high quality, predominantly US companies, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.		Invests in 20-50 high quality, predominantly US companies, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.
International Resilience Strategy Invests in 20-50 high quality, predominantly non-U.S. companies, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.		Invests in 20-50 high quality, predominantly non-U.S. companies, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.
Tailwinds Invests primarily in established and emerging large cap companies in the United States.		Invests primarily in established and emerging large cap companies in the United States.

Strategies Contingent Convertible Bond Strategy The strategy seeks to provide income by investing in contingent convertible securities, subordinated and senior debt, with securities selected based on credit fundamentals, liquidity and call features.		The strategy seeks to provide income by investing in contingent convertible securities, subordinated and senior debt, with securities selected based on credit fundamentals, liquidity and call features.
Intermediate Municipal Strategy With a bottom-up process focusing on security selection, the team considers credit quality, state of issuance, coupon structure, source of revenue, issuer concentration, and call protection to seek a predictable source of federally tax-exempt income.		With a bottom-up process focusing on security selection, the team considers credit quality, state of issuance, coupon structure, source of revenue, issuer concentration, and call protection to seek a predictable source of federally tax-exempt income.
Investment Grade Floating Rate Corporate Strategy Provides a portfolio of investment grade corporate floating rate notes with the goal of providing income while seeking to minimize interest rate duration risk.		Provides a portfolio of investment grade corporate floating rate notes with the goal of providing income while seeking to minimize interest rate duration risk.
Long Duration Municipal Strategy Invests in high-quality, investment grade, tax-exempt bonds, using a top-down process that aims to deliver federally tax-exempt income by primarily targeting the back half of the municipal bond yield curve.		Invests in high-quality, investment grade, tax-exempt bonds, using a top-down process that aims to deliver federally tax-exempt income by primarily targeting the back half of the municipal bond yield curve.
NRC Eligible Preferred Securities Strategy Invests in developed market preferred securities and corporate subordinated debt, while looking to avoid securities subject to withholding tax for Non-Resident Clients.		Invests in developed market preferred securities and corporate subordinated debt, while looking to avoid securities subject to withholding tax for Non-Resident Clients.
Preferred Securities Custom Strategy Aims to provide income and capital preservation by investing in $1,000 par “fixed-to-float” preferred securities that provide qualified dividend income (QDI).		Aims to provide income and capital preservation by investing in $1,000 par “fixed-to-float” preferred securities that provide qualified dividend income (QDI).
Preferred Securities Strategy Provides a portfolio of $25 par fixed rate and “fixed-to-float” preferred securities that provide qualified dividend income (QDI), selecting securities based on criteria including credit fundamentals, liquidity and call features.		Provides a portfolio of $25 par fixed rate and “fixed-to-float” preferred securities that provide qualified dividend income (QDI), selecting securities based on criteria including credit fundamentals, liquidity and call features.
Short Duration Municipal Strategy Employs a top-down process that aims to deliver a predictable source of federally tax-exempt income by targeting the front half of the municipal bond yield curve.		Employs a top-down process that aims to deliver a predictable source of federally tax-exempt income by targeting the front half of the municipal bond yield curve.
Short Term Corporate Bond Strategy Invests in a portfolio of shorter-term corporate bonds with maturities of 1 to 3 years in an effort to meet its goals of providing income and capital preservation.		Invests in a portfolio of shorter-term corporate bonds with maturities of 1 to 3 years in an effort to meet its goals of providing income and capital preservation.

Strategies Global Franchise Strategy Concentrated portfolio of 20-40 high quality global businesses, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.		Concentrated portfolio of 20-40 high quality global businesses, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.
American Resilience Strategy Invests in 20-50 high quality, predominantly US companies, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.		Invests in 20-50 high quality, predominantly US companies, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.
International Resilience Strategy Invests in 20-50 high quality, predominantly non-U.S. companies, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.		Invests in 20-50 high quality, predominantly non-U.S. companies, characterized by hard-to-replicate intangible assets, high returns on operating capital employed and strong free cash flow generation. Designed for investors who seek capital growth, earnings resilience and reduced downside participation.

Strategies Permanence Invests primarily in established companies in the United States that benefit from efficient scale.		Invests primarily in established companies in the United States that benefit from efficient scale.
Growth Invests primarily in established and emerging large cap companies in the United States.		Invests primarily in established and emerging large cap companies in the United States.
Global Permanence Invests primarily in established companies globally that benefit from efficient scale.		Invests primarily in established companies globally that benefit from efficient scale.
Global Endurance Invests primarily in companies with growing intrinsic value.		Invests primarily in companies with growing intrinsic value.
Tailwinds Invests primarily in established and emerging large cap companies in the United States.		Invests primarily in established and emerging large cap companies in the United States.

Strategies Applied U.S. Core Equity Strategy Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 30-60 U.S. companies with attractive valuations, above-average appreciation potential and competitive dividend yields.		Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 30-60 U.S. companies with attractive valuations, above-average appreciation potential and competitive dividend yields.
Applied Global Core Equity Strategy Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 30-60 global companies with attractive valuations and above-average appreciation potential.		Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 30-60 global companies with attractive valuations and above-average appreciation potential.
Applied Global Concentrated Equity Strategy Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 20 global companies with attractive valuations and above-average appreciation potential.		Using a combination of quantitative models and stock-specific research, the strategy aims to invest in approximately 20 global companies with attractive valuations and above-average appreciation potential.
Applied Enhanced Index Russell 1000 Strategy Seeks to invest in 200-300 stocks that, in aggregate, have exposure to factors it believes will drive returns in the current market environment. All the while employing quantitative models with a stock selection process that includes an quantitative review of material sustainability issues related to any potential holding. The strategy aims to provide a modest tracking error and align closely with the Russell 1000 Index in terms of industry, sector, style and company size.		Seeks to invest in 200-300 stocks that, in aggregate, have exposure to factors it believes will drive returns in the current market environment. All the while employing quantitative models with a stock selection process that includes an quantitative review of material sustainability issues related to any potential holding. The strategy aims to provide a modest tracking error and align closely with the Russell 1000 Index in terms of industry, sector, style and company size.

Investing involves risks including the possible loss of principal. For additional risk considerations, please click on the strategy name to access the strategy detail page.

A separately managed account may not be appropriate for all investors. Separate accounts managed according to the Strategy include a number of securities and will not necessarily track the performance of any index. Please consider the investment objectives, risks and fees of the Strategy carefully before investing. A minimum asset level is required. For important information about the investment manager, please refer to Form ADV Part 2.