Rick is global head of compliance and operational risk. He is a member of the Morgan Stanley Investment Management Operating Committee, the Morgan Stanley Boston Leadership Council and the Morgan Stanley Legal and Compliance Division Management Committee.

Prior to joining Morgan Stanley in 2021, Rick was chief compliance officer at Eaton Vance for four years. Previously he held senior compliance roles at PIMCO, BlackRock and Barclays. He has over 30 years of financial services experience.

Rick has a BA in English from the Massachusetts College of Liberal Arts.